基于分数阶微分的土壤重金属高光谱遥感图像反演

丁松滔; 张霞; 尚坤; 李儒; 孙伟超

doi:10.11834/jrs.20232513

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基于分数阶微分的土壤重金属高光谱遥感图像反演
Estimating soil heavy metal from hyperspectral remote sensing images base on fractional order derivative
2023年27卷第9期页码：2191-2205
纸质出版日期： 2023-09-07 ，
DOI： 10.11834/jrs.20232513

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丁松滔，张霞，尚坤，李儒，孙伟超.2023.基于分数阶微分的土壤重金属高光谱遥感图像反演.遥感学报，27（9）： 2191-2205

Ding S T，Zhang X，Shang K，Li R and Sun W C. 2023. Estimating soil heavy metal from hyperspectral remote sensing images base on fractional order derivative. National Remote Sensing Bulletin， 27（9）：2191-2205
丁松滔，张霞，尚坤，李儒，孙伟超.2023.基于分数阶微分的土壤重金属高光谱遥感图像反演.遥感学报，27（9）： 2191-2205 DOI： 10.11834/jrs.20232513.

Ding S T，Zhang X，Shang K，Li R and Sun W C. 2023. Estimating soil heavy metal from hyperspectral remote sensing images base on fractional order derivative. National Remote Sensing Bulletin， 27（9）：2191-2205 DOI： 10.11834/jrs.20232513.

摘要

高光谱成像技术在实现低成本大范围的土壤重金属快速监测方面独具潜力。针对高光谱图像反演中突出的小样本问题，本文基于分数阶微分FOD（Fractional Order Derivative）提出一种面向高光谱图像的土壤重金属反演方法。首先，利用土壤采样点的邻近像元进行样本扩充，增加样本的光谱差异性；其次，采用FOD突出光谱特征同时保留微分光谱的渐变信息；进而通过竞争自适应重加权采样CARS（Competitive Adaptive Reweighted Sampling）优选波段，采用偏最小二乘方法（PLSR）建立反演模型。以新疆维吾尔自治区哈密市黄山南矿区获取的72个土壤样本和航空高光谱图像为研究数据，对铅（Pb）、锌（Zn）、镍（Ni）3种重金属进行反演，结果表明：样本扩充不仅缓和了模型的过拟合现象，还提升了重金属反演精度；最佳阶数的分数阶微分能有效增强光谱特征，提高反演精度；CARS相对于相关系数法CC（Correlation Coefficient）、遗传算法GA（Genetic Algorithm）选出的波段组合反演精度更优，对研究区重金属Pb、Zn、Ni的反演精度

分别为0.7974、0.8690和0.8303，反演方法具有较好的鲁棒性。

Abstract

Hyperspectral imaging technology has the unique potential for the low-cost

large-scale

and rapid monitoring of soil heavy metals. For hyperspectral images

the number of soil image elements differs greatly from the number of soil samples

so the problem of small samples is prominent. In this paper

a soil heavy metal estimation method based on Fractional-Order Derivative (FOD) for hyperspectral images is proposed.

First

the neighboring pixels of soil samples were extracted to expand the samples and increase the spectral variability. Second

FOD was used to highlight the spectral features. Then

the bands were selected by Competitive Adaptive Reweighted Sampling (CARS)

and partial least squares (PLSR) was used to construct the model. Seventy-two soil samples and aerial hyperspectral images obtained from the Huangshan South mine in Hami

Xinjiang were used to estimate three heavy metals

namely

lead (Pb)

zinc (Zn)

and nickel (Ni).

After sample expansion

the estimation accuracy of the test set was improved for three heavy metals

the test set R2 improved from 0.6128 to 0.7974 for Pb

from 0.8178 to 0.8690 for Zn

and from 0.6969 to 0.8303 for Ni

while the R2 of the training set was above 0.8. The accuracy of estimation model for three heavy metals with the best fractional-order differentiation was better than that using integer-order differentiation. CARS+PLSR obtained higher estimation accuracy than the modeling approaches of GA+PLSR and CC+PLSR. The estimation accuracies R2 were 0.7974

0.8690

and 0.8303 for Pb

and Ni

respectively.

Sample expansion alleviated the overfitting phenomenon and improved the estimation accuracy. The FOD of the optimal order could effectively enhance the spectral features and improve the estimation accuracy. CARS was more accurate than CC and GA.

关键词

分数阶微分高光谱遥感图像CARS土壤重金属小样本可见近红外短波红外

Keywords

fractional order derivativehyperspectral remote sensing imagesCompetitive Adaptive Reweighted Sampling (CARS)soil heavy metalsmall sample sizevisible and near-infrared bandshort-ware infrared band

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变异系数降维的CNN高光谱遥感图像分类